I have long been a big fan of Saskia Sassen’s work. You can read my review of her latest book, Expulsions, here. Sassen gave us the concept of the global city, a place where global flows congregate and clash (as is reflected in the toon above), where the extreme power of the processes of global capitalism encounter the expelled elements of it.
It is also in Sassen’s sociology that one can read about how the nation-states have not disappeared under global conditions, but have reconfigured themselves as part of global assemblages that contribute to global processes, and do indeed process global mechanisms at the national level. The very concept of assemblage is one that is important in Sassen’s work as it brings together elements that are usually conceptualized separately. Again, it is something demonstrated in an accessible manner in Expulsions. I cannot recommend that book enough as, I think it is a highly readable entry point into Sassen’s work. Then, one can work one’s way into more complex work.
Over at his blog, Ludovic Lestrelin (a football / sport sociologist specialized in fans and supporters, well worth following) has an interesting post (and a version published by Le Nouvel Observateur) on the convergence of the World Cup, globalization and support for national teams. I’ll highlight the main points since the post is in French, obviously, with my comments in there as well.
As we are getting close to the end of the group phase of the World Cup, a few teams will be going home. What of their supporters? Do they still to go, or watch, the games once “their” teams are done?
For Lestrelin, the system of sport-as-spectacle has two pillars:
Uncertainty tied to the confrontation at every game; after all, the current World Cup has already produced a few surprises with “big” teams not making it through the group stage (so long, Spain and England). At the same time, the whole system of qualification rounds pretty much guarantee a certain equalization between the different teams as no team would have made it past the qualification stages if it weren’t of good caliber.
Identification: this is the sociologically well-known in-group / out-group dynamic, the team becomes “we” and everyone else is “them”. In his most recent book, David Goldblatt emphasizes the importance of football in solidifying nationalism in Brazil. Also insert appropriate reference to Benedict Anderson’s imagined community. There is no question that, whatever the motivation (be it political or crassly commercial), these kinds of global competitions are major vehicles for the production of nationalism (also see Durkheim on the importance of such rituals).
But wouldn’t the last point mean that once one’s team is disqualified, the experience is over for the fans and supporters? Well, one possible reaction is resentment. One certainly the highly negative reactions triggered by the incidents with the French team at the last World Cup in 2010 where the players were accused to be traitors to their countries, happy to play well for the individual teams that pay them handsomely, but reluctant to break a sweat for “their” national team.
For Lestrelin, there is more though, as football does not necessarily lead to ultra-nationalism (pun intented). Indeed, Lestrelin argues, that one gets a stronger and more emotionally involved sport experience once one has chosen a side and so, the supporter of a losing team finds a substitute allegiance, having to do with their individual history and experience.
This is not new but increased migration and geographical mobility in the context of globalization has made finding such replacement allegiance easier to find. But the main point is that these replacement allegiances have their roots in individual history and experience: you root against the team that beat “your” team, you root for the team of the country where you studied for a term, the country of your best friend, or whatever, etc. Of course, one can also root for individual super-players. Lestrelin notes that in 2002, quite a few French supporters from the Lens and Sedan clubs supported Senegal as many Senegalese players played in these two clubs.
Increased migration and presence of diasporic communities also provide easy multiple allegiances as societies become more diverse and cosmopolitan. Indeed, as Lestrelin notes, supporters of Algeria or Turkey or Morocco are not hard to find in France or Belgium. Immigrant communities do not cut emotional ties with their countries of origin and these get reactivated at times such as the World Cup. National identity as floating signifier in a multi-layered experience, not necessarily primarily tied to national citizenship.
Actually, for Lestrelin, supporters’ experience is less and less national. Allegiance is not a given. One gets to pick sides in the context of weakening boundaries where individualistic choice is the default posture (see, Bauman, individualization). And so, supporting as individualized identity becomes easily a multiple identity and switching from one allegiance to another becomes an available strategy (much to the chagrin of nationalist and anti-immigrant political groups) for whom anything less than total devotion is akin to treason (except if the team itself is made of x-generation immigrants, in which case, any defeat – or lack of anthem-singing – will be interpreted as lack of loyalty to the nation).
Every new book by Saskia Sassen is always a small event for me, since she is one of my favorite contemporary sociologist. This one is no exception. Expulsions: Brutality and Complexity in the Global Economy is a bit shorter than Sassen’s usual length but it has the usual “big picture” and dense writing that are characteristic of her style. Sassen is both an empirical and theoretical sociologist, so, every book of hers, marshalls a deep conceptual apparatus to explain disparate occurrences (or thick realities, as she calls them in this book). She sees these distinct and not-entirely similar trends are subterranean expressions of larger assemblages driven by a dual logic of inclusion / expulsion within the global context. However, this is ground-level work.
That’s a mouthful but that is the general idea and throughout the book, Sassen uses a variety of datasets and case studies to make her points, exploring in greater details four visual expressions of this inclusion / expulsion logic:
shrinking of the economic spaces,
the new rush for African land,
financialization of everything,
In all these four domains, we found the same logic of inclusion (something brought onto the global capitalist system) / expulsion (the exclusion and marginalization of the “losers” of the inclusion logic). Since the point of the book is to make the logic of expulsions visible, the focus is on extreme cases. However, because expulsion is the flip side of inclusion, it can occur in a context of economic growth, and therefore, remain deceptively out of sight. In addition, the inclusion / expulsion duality is often overlaid with a complexity / elementarity (yes, that’s a word, I checked) duality where complex mechanisms (such as financial instruments concocted by high-level mathematicians, and comprehensible by only a few) led to the elementary logic of expulsion (mass foreclosures).
The resulting expulsions Sassen define as elementary brutalities produced by complexity. Such complexity comes in various forms (again, financial instruments, structural adjustment programs, “free trade” contracts that lead to land dispossession, complex resource extraction technologies), through various institutions and organizational forms, but they lead to expulsions all the same, and acute ones at that.
But no matter what specific form such expulsions take, they all are part of a mechanism of what Sassen calls ‘savage sorting‘: the sorting of who will matter and be counted in economic indicators, and who will not and be sentence to live at what Sassen calls the systemic edge.
First, Sassen identifies the latest shift in capitalist accumulation with the 1980s. This is a familiar story: the end of the post-War period with its focus on redistribution, inclusion, social protections, etc. Reaganomics-type of economic policy in Western countries, the “lost decade” in the Global South led to an inversion of inequality dynamics with increasing concentration of income and wealth at the top and stagnation for the rest of social classes. Such a reversion of the “Trente Glorieuses” was not a conspiracy of the elites but also a systemic product of institutional, organizational, and technological processes. Not only that but this concentration could, for the first real time, be scaled up to a truly global level. This complex mix, Sassen calls a predatory formation.
But then, what Sassen is really interested in is not the nth statistical description of increased inequality and/or poverty. What she points to is something akin to a statistical ethnic cleansing where the expelled from shrunk (yet growing) economies are simply no longer visible (hence the picture of growth). The economic space is shrunk by pushing out the marginalized, those who no longer receive unemployment benefits, those who leave, those who are incarcerated, those who have committed suicide. Most of these things have happened or are happening in one way or the other, Sassen often uses the extreme example of Greece after the 2007 economic collapse: Greece underwent several waves of austerity imposed by the EU and its economy was pronounced as recovering because the measures and indices that are supposed to show such recovery actually ignore the social collapse.
So, on the one hand, there is the measured corporatized economy, now existing as a shrunk space, after divestment from social-contract, social-welfare-related expenses. It is not hard to see this is exactly what has happened to the countries subjected to austerity programs imposed from the EU:
“It leads one to wonder if this brutal restructuring was undertaken precisely in order to achieve a smaller but workable economic space that would show growth in GDP according to traditional metrics — even if it necessitates the expulsion from the economy, and its measures, of significant shares of the workforce and the small business sector. After all, a mere hint of GDP growth can be a positive signal to investors and financial markets, and this is a key achievement from the perspective of current IMF and European Central Bank policy — and not only in the EU. The alternative survival economies that are emerging exist in a different economic space, one that falls outside formal measures and indicators. For now they are not enough to meet the needs of the expelled and of the merely impoverished.” (43)
To put it simply, the logic of displacement looks like this:
This combination of shrinking of economic space / expulsion has occurred irrespective of the political / economic systems in place. For instance, if one look at incarceration in the United States, one can see a mix of privatization and deregulation (that is, the opening up of a market / corporate space), along with systemic racism and massive expulsion. But all of elements in the image above are the product of predatory formations that are themselves a mix of different institutional, organization, and technological mechanisms. On the face of it, they may look very different from each other and unrelated, but once reconceptualized as part of such logic of inclusion / expulsion, they bear some very Wittgensteinian family resemblances.
Sassen also demonstrates that the same logic of inclusion / expulsion is at work in the current land grab made necessary by (1) the rise in demand for industrial crops, such as biofuels, and food crops, and (2) growing interest from global investors (hence the rise in food prices). On the ground, this means the expulsion of small farmers, who then join the legions of urban poor, themselves expelled from the economic growth of the global cities, creating what Mike Davis had nicknamed Planet of Slums.
At the same time, this mass acquisition of land in the Global South was made possible because the IMF and the World Bank have used debt reduction as part of a disciplining regime, that was, again, supposed to integration countries of the Global South into the global economy, but resulted in elementary expulsions, as governments from these countries had to agree to conditions akin to austerity programs (the infamous structural adjustment programs). Sassen describes at length the mechanisms of land acquisition in the context of the discipline-through debt reduction.
A similar logic is at work in the financialization of everything that was so central to the crisis of 2008:
“The financialization of a growing number of economic sectors since the 1980s has become both a sign of power of this financial logic and the sign that it is exhausting its growth potential in the current phase, insofar as finance needs to use and invade other economic sectors in order to grow. Once it has subjected much of the economy to its logic, it reaches some type of limit, and the downward curve is likely to set in. One acute illustration of this is the development of instruments by some financial firms that allow them simultaneously to bet on growth in a sector and bet against that sector.” (137)
This is also a well known story and it is not hard to see the expulsions it created. The best documentary on that subject is Inside Job which does a good job of showing the globally-interrelated dynamics that created the pre-crisis situation: Wall Street, US academia, global investors, pension funds (local, national, and global), etc.
Finally, Sassen turns to her last form of expulsion: expulsion from the biosphere. The anthropocene era means that humans are having an irreversible effect on the biosphere’s ability to regenerate. This leads to the creation of dead landscapes through a variety of human practices that affect wildlife and fauna (we recently learned that extinctions are at an increasing pace) and flora. Sassen goes through a multiplicity of local instances and examples which can be mapped out below:
The fact that these instances of environmental degradation (that involves our now-familiar dynamic of inclusion / expulsions) can be found in a variety of political economies show that no system has a monopoly over bad environmental management.
Having gone through an enormous amount of data and a multiplicity of cases, Sassen pulls it all together in her concluding chapter where she explores more thoroughly the idea of systemic edge, whose key dynamic is incorporation (inclusion) / expulsion. The way I see it, Sassen uses incorporation / inclusion in two senses: (1) to describe the post-War period where redistribution mechanisms led to the incorporation of more actors within the system (minorities, women, etc.) and (2) as bringing something within the realm of the capitalist world-system (areas or sectors that were previous not included but now could, thanks to technology, institutions of global governance, etc.
But from her own examples, it is that second meaning that seems the most relevant at this point: inclusion comes at a price: expulsions in all the forms Sassen describes, be they social, economic, or ecological.This reads as very pessimistic as the book ends with the defining of the systemic edge as a space of expulsions, where the expelled are relegated. I guess her next book should be about that space since she spent this one describing the shrinking space at the system’s center.
Indeed, this is a very rich book that feel a bit unfinished. I do hope she gets to write Part II – Life at the Systemic Edge or some such title.
This is not an easy book but it is worth anyone’s while. What is important, I think, is how Sassen takes “stories” that most of us are now familiar with (the end of the Trente Glorieuses), the neoliberal turn, increase inequalities (a fertile topic before Picketty-mania stroke!), slum-ification of the global cities, environmental degradation, and then reconceptualizes them as part of a set of predatory formations. The strength of the book is, I think, in its deployment of Sassen’s conceptual apparatus. So, I wish this book got more play but not, it’s all Picketty all the time, and I’m concerned that this will eclipse a work that should receive greater publicity.
In any event, here is Sassen speaking about expulsions at the LSE:
Yup, Nutella, the goo of unholy mixing of chocolate + nuts. At least, that is what an OECD trade policy paper highlights in a report on global value chains (GVC).
What is a global value chain?
“A value chain identifies the full range of activities that firms undertake to bring a product or a service from its conception to its end use by final consumers. Technological progress, cost, access to resources and markets and trade policy reforms have facilitated the geographical fragmentation of production processes across the globe according to the comparative advantage of the locations. This international fragmentation of production is a powerful source of increased efficiency and firm competitiveness. Today, more than half of world manufactured imports are intermediate goods (primary goods, parts and components, and semi-finished products), and more than 70% of world services imports are intermediate services.” (5)
How does Nutella fit into this?
“About 250 000 tons of Nutella are produced each year. Nutella® is representative of agrifood value chains. The food processing company Ferrero International SA headquartered in Italy and has nine factories producing Nutella®: five are located in Europe, one in Russia, one in North America, two in South America and one in Australia. Some inputs are locally supplied, for example the packaging or some of the ingredients, like skimmed milk. There are however ingredients that are globally supplied: hazelnuts come from Turkey, palm oil from Malaysia, cocoa from Nigeria, sugar from Brazil (but also from Europe) and the vanilla flavour from France. Nutella is then sold in 75 countries through sales offices.” (17)
This illustrated visually in the map below, also from the policy paper:
“The location of production is close to final markets where Nutella® is in high demand Europe, North America, South America and Oceania). There is no factory in Asia so far because the product is less popular (another Ferrero delicacy, the “rocher” is however more popular in Asia and manufactured in India). In agri-food business value chains, there are more developing and emerging economies involved, as can be seen with countries in Latin America and Africa in the case of Nutella®.” (18)
Actually, the main reason why Africa is even involved is because of the need for cocoa. This seems to fit the competitive advantage of that has been so popular in institutions of global governance — countries focusing on what they are really good at, their niche on the world market rather than import-substitution, which was more popular with newly independent regimes after decolonization.
Of course, such destructuring of production chains was made possible by development in technologies of transportation and containerization as well. Then, cultural globalization fosters the development of a taste for this.
It is somewhat of a given that every book by prolific David Harvey is an important book. He is a sharp analyst of the dynamics of contemporary capitalism and has the ability to write very clearly about rather complex matters. His writing is engaging, full of examples that illustrate the concepts he uses in his deconstruction of the logic of 21st century capitalism. At the same time, as my previous posts on the subjects have shown, he is not shy about being critical of the left for its fetishism of the local and organizational forms (currently: the horizontal and non-hierarchical).
My previous posts have focused mainly on chapters 3, 4 and 5 of the book. That is where the heart of the argument is and we’ll see why in a minute.
The heart of the book, of course, is the concept of “right to the city” and the centrality of the city as locus of power in 21st century capitalism, but also as locus for potential anti-capitalist movements:
“The city, the noted urban sociologist Robert Park once wrote, is “man’s most consistent and on the whole, his most successful attempt to remake the world he lives in more after his heart’s desire. But, if the city is the world which man created, it is the world in which he is henceforth condemned to live. Thus, indirectly, and without any clear sense of the nature of his task, in making the city man has remade himself.” If Park is correct, then the question of what kind of city we want cannot be divorced from the question of what kind of people we want to be, what kinds of social relations we seek, what relations to nature we cherish, what style of life we desire, what aesthetic values we hold. The right to the city is, therefore, far more than a right of individual or group access to the resources that the city embodies: it is a right to change and reinvent the city more after our hearts’ desire. It is, moreover, a collective rather than an individual right, since reinventing the city inevitably depends upon the exercise of a collective power over the processes of urbanization. The freedom to make and remake ourselves and our cities is, I want to argue, one of the most precious yet most neglected of our human rights. How best then to exercise that right?
Since, as Park avers, we have hitherto lacked any clear sense of the nature of our task, it is useful first to reflect on how we have been made and remade throughout history by an urban process impelled onwards by powerful social forces. The astonishing pace and scale of urbanization over the last hundred years means, for example, that we have been remade several times over without knowing why or how. Has this dramatic urbanization contributed to human well-being? Has it made us into better people, or left us dangling in a world of anomie and alienation, anger and frustration? Have we become mere monads tossed around in an urban sea? These were the sorts of questions that preoccupied all manner of nineteenth-century commentators, such as Friedrich Engels and Georg Simmel, who offered perceptive critiques of the urban personas then emerging in response to rapid urbanization. These days it is not hard to enumerate all manner of urban discontents and anxieties, as well as excitements, in the midst of even more rapid urban transformations. Yet we somehow seem to lack the stomach for systematic critique. The maelstrom of change overwhelms us even as obvious questions loom. What, for example, are we to make of the immense concentrations of wealth, privilege, and consumerism in almost all the cities of the world in the midst of what even the United Nations depicts as an exploding “planet of slums”?
To claim the right to the city in the sense I mean it here is to claim some kind of shaping power over the processes of urbanization, over the ways in which our cities are made and remade, and to do so in a fundamental and radical way. From their very inception, cities have arisen through the geographical and social concentration of a surplus product. Urbanization has always been, therefore, a class phenomenon of some sort, since surpluses have been extracted from somewhere and from somebody, while control over the use of the surplus typically lies in the hands of a few (such as a religious oligarchy, or a warrior poet with imperial ambitions).” (3 – 5)
At the same time, capitalism and urbanity have been associated with crises and social movements throughout the 20th and 21st century (and before), so there are clearly capitalist and anti-capitalist dynamics revolving around the urban context that are separate from strictly class / labor dynamics. And that is what Harvey is interested in: to examine the nature of 21st century capitalism and to find interstices and spaces of contention and conflict through which social movements could emerge and challenge hegemonic arrangements. The global city is the perfect nexus for all of this.
“Fast-forward once again to our current conjuncture. International capitalism was on a roller-coaster of regional crises and crashes (East and Southeast Asia in 1997–98, Russia in 1998, Argentina in 2001, and so on) until it experienced a global crash in 2008. What has been the role of urbanization in this history? In the United States it was accepted wisdom until 2008 that the housing market was an important stabilizer of the economy, particularly after the high-tech crash of the late 1990s. The property market absorbed a great deal of the surplus capital directly through new construction (of both inner-city and suburban housing and new office spaces), while the rapid inflation of housing asset prices, backed by a profligate wave of mortgage refinancing at historically low rates of interest, boosted the internal US market for consumer goods and services. The global market was stabilized partly through US urban expansion and speculation in property markets, as the US ran huge trade deficits with the rest of the world, borrowing around $2 billion a day to fuel its insatiable consumerism and the debt-financed wars in Afghanistan and Iraq during the first decade of the twenty-first century.
But the urban process underwent another transformation of scale. In short, it went global. So we cannot focus merely on the US. Property market booms in Britain, Ireland, and Spain, as well as in many other countries, helped power the capitalist dynamic in ways that broadly paralleled that in the US. The urbanization of China over the last twenty years, as we shall see in Chapter 2, has been of a radically different character, with a heavy focus on building infrastructures. Its pace picked up enormously after a brief recession in 1997 or so. More than a hundred cities have passed the 1 million population mark in the last twenty years, and small villages, like Shenzhen, have become huge metropolises of 6 to 10 million people. Industrialization was at first concentrated in the special economic zones, but then rapidly diffused outwards to any municipality willing to absorb the surplus capital from abroad and plough back the earnings into rapid expansion. Vast infrastructural projects, such as dams and highways—again, all debt-financed—are transforming the landscape. Equally vast shopping malls, science parks, airports, container ports, pleasure palaces of all kinds, and all manner of newly minted cultural institutions, along with gated communities and golf courses, dot the Chinese landscape in the midst of overcrowded urban dormitories for the massive labor reserves being mobilized from the impoverished rural regions that supply the migrant labor.
China is only one epicenter for an urbanization process that has now become genuinely global, in part through the astonishing global integration of financial markets that use their flexibility to debt-finance urban projects from Dubai to São Paulo and from Madrid and Mumbai to Hong Kong and London. The Chinese central bank, for example, has been active in the secondary mortgage market in the US, while Goldman Sachs has been involved in the surging property markets in Mumbai and Hong Kong capital has invested in Baltimore. Almost every city in the world has witnessed a building boom for the rich—often of a distressingly similar character—in the midst of a flood of impoverished migrants converging on cities as a rural peasantry is dispossessed through the industrialization and commercialization of agriculture.
These building booms have been evident in Mexico City, Santiago in Chile, in Mumbai, Johannesburg, Seoul, Taipei, Moscow, and all over Europe (Spain’s being most dramatic), as well as in the cities of the core capitalist countries such as London, Los Angeles, San Diego, and New York (where more large-scale urban projects were in motion in 2007 under the billionaire Bloomberg’s administration than ever before). Astonishing, spectacular, and in some respects criminally absurd urbanization projects have emerged in the Middle East in places like Dubai and Abu Dhabi as a way of mopping up the capital surpluses arising from oil wealth in the most conspicuous, socially unjust and environmentally wasteful ways possible (such as an indoor ski slope in a hot desert environment).
But this urbanization boom has depended, as did all the others before it, on the construction of new financial institutions and arrangements to organize the credit required to sustain it. Financial innovations set in train in the 1980s, particularly the securitization and packaging of local mortgages for sale to investors world-wide, and the setting up of new financial institutions to facilitate a secondary mortgage market and to hold collateralized debt obligations, has played a crucial role. The benefits of this were legion: it spread risk and permitted surplus savings pools easier access to surplus housing demand, and also, by virtue of its coordinations, it brought aggregate interest rates down (while generating immense fortunes for the financial intermediaries who worked these wonders).” (11 – 13)
This is the initial state of affairs. In the following chapters, Harvey, then, goes digging for the contradictions in this system in order to carve out spaces of contention for alternative social movements, especially since the dynamics quoted above have created vast inequalities of wealth and power (what with triumphant neoliberalism) that are highly visible in the global cities, with their cosmopolitan and privileged core and their peripheral slums, with their mass consumption levels and therefore, their great dependency on labor for both goods and services and the necessity of absorption of surplus value (so central to capitalism). Where neoliberalism is the most visibly dominant is also where it is most vulnerable. The amount of displacement and dispossession taking place in global city can be matched by counter-dynamics of anti-capitalist movements, IF they can organize around a new definition of what the working class is.
Those were basically the premises laid out in chapter 1. For those of us who had read Harvey’s previous book, The Enigma of Capital: and the Crises of Capitalism, chapter 2 will feel very familiar as it summarizes the current crisis. The core of Harvey’s argument really takes off in chapter 3, all through chapter 5 (so, you can refer to my blog posts listed at the beginning of this post). Chapters 6 and 7 read like columns that were published when things started heating up in Spring 2011, and especially during the London riots in Summer 2011 (I blogged about it at the time). They are very short, much less analytical and in-depth than the preceding chapters. This is where Harvey introduced the concept of feral capitalism:
“The problem is that we live in a society where capitalism itself has become rampantly feral. Feral politicians cheat on their expenses; feral bankers plunder the public purse for all it’s worth; CEOs, hedge fund operators, and private equity geniuses loot the world of wealth; telephone and credit card companies load mysterious charges on everyone’s bills; corporations and the wealthy don’t pay taxes while they feed at the trough of public finance; shopkeepers price-gouge; and, at the drop of a hat swindlers and scam artists get to practice three-card monte right up into the highest echelons of the corporate and political world.
A political economy of mass dispossession, of predatory practices to the point of daylight robbery—particularly of the poor and the vulnerable, the unsophisticated and the legally unprotected—has become the order of the day.
Every street rioter knows exactly what I mean. They are only doing what everyone else is doing, though in a different way—more blatantly and visibly, in the streets. They mimic on the streets of London what corporate capital is doing to planet earth.” (155 – 6)
Chapter 7, also short and column-ish rather than full-on analysis, address Occupy Wall Street:
“But now, for the first time, there is an explicit movement to confront the Party of Wall Street and its unalloyed money power. The “street” in Wall Street is being occupied—oh horror upon horrors—by others! Spreading from city to city, the tactics of Occupy Wall Street are to take a central public space, a park or a square, close to where many of the levers of power are centered, and, by putting human bodies in that place, to convert public space into a political commons—a place for open discussion and debate over what that power is doing and how best to oppose its reach. This tactic, most conspicuously re-animated in the noble and ongoing struggles centered on Tahrir Square in Cairo, has spread across the world (Puerta del Sol in Madrid, Syntagma Square in Athens, and now the steps of St Paul’s Cathedral in London and Wall Street itself). It shows us that the collective power of bodies in public space is still the most effective instrument of opposition when all other means of access are blocked. What Tahrir Square showed to the world was an obvious truth: that it is bodies on the street and in the squares, not the babble of sentiments on Twitter or Facebook, that really matter.” (161 – 2)
It is not hard to see why Harvey would be interested in OWS, which is why I was a bit disappointed to not find a full-fledged analysis of the movement in the book. Apart from this two-page chapter, there is nothing on OWS, at least not explicitly. Of course, one can easily read between the lines of his analysis in chapters 3, 4 and 5 and see what applies to OWS (the organizational fetishism, for instance), which makes this absence all the more remarkable.
Nevertheless, Harvey offers a few recommendations for the OWS movement:
“To succeed, the movement has to reach out to the 99 percent. This it can do and is doing, step by step. First there are all those being plunged into immiseration by unemployment, and all those who have been or are now being dispossessed of their houses and their assets by the Wall Street phalanx. The movement must forge broad coalitions between students, immigrants, the underemployed, and all those threatened by the totally unnecessary and draconian austerity politics being inflicted upon the nation and the world at the behest of the Party of Wall Street. It must focus on the astonishing levels of exploitation in workplaces—from the immigrant domestic workers who the rich so ruthlessly exploit in their homes to the restaurant workers who slave for almost nothing in the kitchens of the establishments in which the rich so grandly eat. It must bring together the creative workers and artists whose talents are so often turned into commercial products under the control of big-money power.
The movement must above all reach out to all the alienated, the dissatisfied, and the discontented—all those who recognize and feel in their gut that there is something profoundly wrong, that the system the Party of Wall Street has devised is not only barbaric, unethical, and morally wrong, but also broken.
All this has to be democratically assembled into a coherent opposition, which must also freely contemplate the future outlines of an alternative city, an alternative political system, and, ultimately, an alternative way of organizing production, distribution, and consumption for the benefit of the people. Otherwise, a future for the young that points to spiraling private indebtedness and deepening public austerity, all for the benefit of the 1 percent, is no future at all.
In the face of the organized power of the Party of Wall Street to divide and rule, the movement that is emerging must also take as one of its founding principles that it will be neither divided nor diverted until the Party of Wall Street is brought either to its senses—to see that the common good must prevail over narrow venal interests—or to its knees. Corporate privileges that confer the rights of individuals without the responsibilities of true citizens must be rolled back. Public goods such as education and health care must be publicly provided and made freely available. The monopoly powers in the media must be broken. The buying of elections must be ruled unconstitutional. The privatization of knowledge and culture must be prohibited. The freedom to exploit and dispossess others must be severely curbed, and ultimately outlawed.” (162 – 3)
As I mentioned above, any book by David Harvey is an important book and I would consider him one of the most important “translators” of Marxian thought (I don’t really like the term “vulgarizer”). He does provide a deep yet clear analysis of both the workings of 21st century capitalism, locates them in the longue durée, sniffs out the contradictions and exposes them for all to see, hopefully (for him) leading up to social movements rushing through these interstices opened by these contradictions.
This book should be mandatory reading for activists and anyone interested / involved with the anti-capitalist movements around the world.
In the end, whatever the future of capitalism, it will be an urban future, so, any movement that hopes to contest the hegemony had better have some urban planning of its own ready. This book offers a good starting point.
I should end by noting that Harvey, as he recommends a redefinition of the working class beyond the factory workers, offers The Salt of the Earth as example of the kind of broad mobilization that is needed. In the case of the film, it is rural communities. Harvey thinks the same should be done for urban communities:
This is the second one of my re-post on David Harvey’s Rebel Cities.
In chapter 4 of Rebel Cities, Harvey focuses on what he takes to be the essence of capitalism: the establishment of monopoly rent.
“All rent is based on the monopoly power of private owners over certain assets. Monopoly rent arises because social actors can realize an enhanced income stream over an extended time by virtue of their exclusive control over some directly or indirectly tradable item which is in some crucial respects unique and non-replicable. ” (90)
There are two types of situation where monopoly rent arises: (1) when one exclusively controls some special quality resource, commodity, or location and can therefore extract rent from others. If you are the only one who has a specific Picasso, you can charge people to take a look at it. The same goes if you have a London apartment with an exclusive view over a great Olympic location. Uniqueness is key here long with particularity and tradability. But one has to be careful that one’s product or location or resource is too unique so as to lose tradability. At the same time, using marketing and advertising to increase tradability might reduce uniqueness. So, tradability must never turn into commodification, which involves homogeneity and mass consumption.
On the other hand, marketing and advertising may be used to generate a false sense of uniqueness for mass produced goods and define them as particular enough that monopoly rent can be extracted out of them.
But there is a contradiction here:
“Why, in a neoliberal world where competitive markets are supposedly dominant, would monopoly of any sort be tolerated, let alone seen as desirable?
The fiercer the competition, the faster the trend towards oligopoly, if not monopoly. It is therefore no accident that the liberalization of markets and the celebration of market competition in recent years have produced incredible centralization of capital.
This structural dynamic would not have the importance it does were it not for the fact that capitalists actively cultivate monopoly powers. They thereby realize far-reaching control over production and marketing, and hence stabilize their business environment to allow for rational calculation and long-term planning, the reduction of risk and uncertainty, and more generally guarantee themselves a relatively peaceful and untroubled existence.
Market processes crucially depend upon the individual monopoly of capitalists (of all sorts) over ownership of the means of production, including finance and land. All rent, recall, is a return to the monopoly power of private ownership of some crucial asset, such as land or a patent. The monopoly power of private property is therefore both the beginning-point and the end-point of all capitalist activity.
Pure market competition, free commodity exchange, and perfect market rationality are therefore rather rare and chronically unstable devices for coordinating production and consumption decisions.” (92-4)
However, for Harvey, the left often makes the mistake of associating monopoly rent with large corporations. If location can be a source of monopoly rent, then, small business may very well have a local monopoly out of which they extract rent. Such a monopoly then would be challenged by the opening of the local market to foreign corporations. Here again, the nostalgia for the local, rooted, small business is misplaced.
“In the nineteenth century, for example, the brewer, the baker, and the candlestick maker were all protected to considerable degree from competition in local markets by the high cost of transportation. Local monopoly powers were omnipresent (even though firms were small in size), and very hard to break, in everything from energy to food supply. By this measure, small-scale nineteenth-century capitalism was far less competitive than now. It is at this point that the changing conditions of transport and communications enter in as crucial determining variables. As spatial barriers diminished through the capitalist penchant for “the annihilation of space through time,” many local industries and services lost their local protections and monopoly privileges.” (94)
No doubt though, that these locally-based monopolies were the big losers of globalization (as annihilation of time and space). One can then see the concentration of capital and the political neoliberal push for liberalization at the heart of global governance as the current means to regain the means of monopoly rents on a different scale. Another attempt to recompose monopoly privileges may be over culture by adding originality and authenticity in the definition of what can provide monopoly rent. Arts and culture would fall into that category. Harvey goes at some length over the struggle in the field of wine between French and Australian producers over what makes a wine more authentic and unique than other products. As capitalists look for other way to recreate monopoly powers, they will also create discursive constructs to highlight authenticity and exclusivity (“appellation d’origine contrôlée” in the case of wine, references to “terroir”, etc.).
It is in this context that traditions may be reinvented (as traditions are always invented in the first place) in urban locales, with neighborhood renovation to attract tourists in search of authenticity:
“The most avid globalizers will support local developments that have the potential to yield monopoly rents even if the effect of such support is to produce a local political climate antagonistic to globalization.” (99)
Although that is a fine line to walk as one might want tourists from all over the world to come experience urban local tradition and culture. Sometimes, it might even mean paying tours of slums as happened after the worldwide success of the movie City of God. One could even choose the level of danger to be exposed to. I suspect the success of Slumdog Millionaire might have had a similar effect.
“Urban entrepreneurialism has become important both nationally and internationally in recent decades. By this I mean that pattern of behavior within urban governance that mixes together state powers (local, metropolitan, regional, national, or supranational) with a wide array of organizational forms in civil society (chambers of commerce, unions, churches, educational and research institutions, community groups, NGOs, and so on) and private interests (corporate and individual) to form coalitions to promote or manage urban or regional development of one sort or another.” (100)
In this case, these different actors all look to generate what Harvey calls collective symbolic capital (using Bourdieu’s concept but extending it beyond individuals):
“The collective symbolic capital which attaches to names and places like Paris, Athens, New York, Rio de Janeiro, Berlin, and Rome is of great import and gives such places great economic advantages relative to, say, Baltimore, Liverpool, Essen, Lille, and Glasgow. The problem for these latter places is to raise their quotient of symbolic capital and to increase their marks of distinction so as to better ground their claims to the uniqueness that yields monopoly rent. The “branding” of cities becomes big business.16 Given the general loss of other monopoly powers through easier transport and communications and the reduction of other barriers to trade, this struggle for collective symbolic capital has become even more important as a basis for monopoly rents. How else can we explain the splash made by the Guggenheim Museum in Bilbao, with its signature Gehry architecture? And how else can we explain the willingness of major financial institutions, with considerable international interests, to finance such a signature project?
The rise to prominence of Barcelona within the European system of cities, to take another example, has in part been based on its steady amassing of symbolic capital and its accumulation of marks of distinction.” (103 – 4)
But Harvey considers that there is, in this process, space for contestation of the logic of capitalism:
“The struggle is on to accumulate marks of distinction and collective symbolic capital in a highly competitive world. But this brings in its wake all of the localized questions about whose collective memory, whose aesthetics, and whose benefits are to be prioritized. Neighborhood movements in Barcelona make claims for recognition and empowerment on the basis of symbolic capital, and can assert a political presence in the city as a result. It is their urban commons that are appropriated all too often not only by developers, but by the tourist trade. But the selective nature of such appropriations can mobilize further new avenues of political struggle.” (105)
But there is also the potential for reactionary nationalism which is equally anti-globalization as some localist movements can be. The risk then is for communities to advocate turning inwards and retreat into imaginary nostalgia and advocate exclusionary politics (see all these movements at work in Europe right now). At the same time, the branding of a city, as that’s what it is, might require the exclusion and evacuation of any category of people that does not fit with the new local environment (see the cleaning up of the slums in Rio in anticipation of the Olympic Games, or as was done in Beijing, the muzzling of political opponents during the same events, and London might not have enough security forces to ensure perfect conformity with the branding). And in all cases, all actors have to navigate the double risk of too much commercialization or too much specificity that is no longer tradable. But for Harvey, this is where there is a weapon for class struggle (which can swing both ways).
“But monopoly rent is a contradictory form. The search for it leads global capital to value distinctive local initiatives—indeed, in certain respects, the more distinctive and, in these times, the more transgressive the initiative, the better. It also leads to the valuation of uniqueness, authenticity, particularity, originality, and all manner of other dimensions to social life that are inconsistent with the homogeneity presupposed by commodity production. And if capital is not to totally destroy the uniqueness that is the basis for the appropriation of monopoly rents (and there are many circumstances where it has done just that and been roundly condemned for so doing), then it must support a form of differentiation and allow of divergent and to some degree uncontrollable local cultural developments that can be antagonistic to its own smooth functioning. It can even support (though cautiously and often nervously) transgressive cultural practices precisely because this is one way in which to be original, creative, and authentic, as well as unique.
It is within such spaces that oppositional movements can form, even presupposing, as is often the case, that oppositional movements are not already firmly entrenched there. The problem for capital is to find ways to co-opt, subsume, commodify, and monetize such cultural differences and cultural commons just enough to be able to appropriate monopoly rents from them. In so doing, capital often produces widespread alienation and resentment among the cultural producers who experience first-hand the appropriation and exploitation of their creativity and their political commitments for the economic benefit of others, in much the same way that whole populations can resent having their histories and cultures exploited through commodification. The problem for oppositional movements is to speak to this widespread appropriation of their cultural commons and to use the validation of particularity, uniqueness, authenticity, culture, and aesthetic meanings in ways that open up new possibilities and alternatives.” (109 – 10)
But again, the warning against local, traditionalist fetishism:
“This does not mean that attachment to “pure” values of authenticity, originality, and an aesthetic of particularity of culture is an adequate foundation for a progressive oppositional politics. It can all too easily veer into local, regional, or nationalist identity politics of the neofascist sort, of which there are already far too many troubling signs throughout much of Europe, as well as elsewhere.” (111)
So, it is important to never forget that a great deal of what capitalists do is to look for ways to recompose monopoly privileges out of which they can extract monopoly rents. There is a lot that makes sense right now if one keeps this basic principle in mind.
Or, as Lambert Strether would say, “it’s all about the rents.”
In his latest book, Networks of Outrage and Hope: Social Movements in The Internet Age, Manuel Castells tries his hand at public sociology. Those of us who are regular readers of Castells’s work know him for a very dense writer of massive opus. In this particular – and shorter – book, Castells links his conceptual apparatus and interest in current protest movements in a way that is more concise and readable for a general audience.
I have already dedicated a post on Castells’s concept of power. But Castells’s conceptual toolbox is more complex than this, developed at length in Communication Power. In Networks of Outrage and Hope, Castells provides a simplified and more concise version of the arguments made in Communication Power and then applies them to the various social movements that have grabbed public attention and shaken democratic governments and dictatorships alike around the world. For Castells, these movements represent a new form of social movements in the context of the network society.
Power is the first concept of Castells’s grounded theory of communication power. A second major concept is that mass self-communication, using the Internet and wireless networks as platforms. The mass communication part of this is obvious. The self-communication part might be less so:
“It is self-communication because the production of the message is autonomously decided by the sender, the designation of the receiver is self-directed and the retrieval of messages from the networks of communication is self-selected. Mass self-communication is based on horizontal networks of interactive communication that, by and large, are difficult to control by governments and corporations. (…) Mass self-communication provides the technological platform for the construction of the autonomy of the social actor, be it individual or collective, vis-à-vis the institutions of society. This is why governments are afraid of the Internet, and this is why corporations have a love-hate relationship with it and are trying to extract profits while limiting its potential for freedom (for instance, by controlling file sharing or open source networks).” (7)
In addition, the concept of networks in a global context is relevant as well. Rather than go through the details of Castells’s nuanced description of the various networks involved, I summarized the idea in the image below:
There should be more arrows, obviously, but it might get crowded. You get the idea. In these flexible and changing network configurations, the state and political systems still have a preeminent place. Indeed, states still provide for the stability of the overall system through institutions and regulations. After all, it is states that came to the rescue when the financial global system collapsed in 2008. And, in a Weberian fashion, Castells reminds us that, ultimately, the state has the monopoly on the use of force. The state is the default network for the proper functioning of all the other networks.
How do networks connect with each other? Through a mechanisms Castells calls switching power: the power that programmers have to connect or disconnect networks, and the power that switchers have to operate the connections between networks (politicians, lobbyists, financial elites, media corporations, etc.). But, in a very Foucauldian way, Castells notes that power always produces resistance in the form of reprogramming networks and disrupting dominant switches.
And when it comes to resistance to power, social movements are the main actors. The success social movements is highly dependent on autonomous communication, that is, communication that is autonomous from state or corporate control. Traditionally, modes of mass communication were entirely under state control. Castells argues that is no longer the case with the Internet and wireless networks. What makes current social movements different is their hybrid nature: extensive use of online tools and physical occupation of urban space. For all the “cool” factor of the virtual aspect of social movements, Castells argues that physical occupation of urban space is crucial for three reasons:
It creates community and allows participants to overcome fear, a fundamental threshold to solidify social movements;
It emphasizes the symbolic nature of the specific space that is being occupied;
It creates a Habermasian public space for deliberation and sovereign assemblies.
Armed with this conceptual apparatus, Castells sets out to analyze the major social movements of the past few years, starting the precursors (Tunisia and Iceland), then turning to the Egyptian revolution, the Arab Spring, the Indignadas in Spain, and Occupy Wall Street. Out of all these separate cases, Castells creates an ideal-type of the social movement in the network society.
“Throughout history, social movements have been, and continue to be, the levers of social change. They usually stem from a crisis of living conditions that makes everyday life unbearable for most people. They are prompted by a deep distrust of political institutions managing society. The combination of a degradation of the material conditions of life and of a crisis of legitimacy of the rulers in charge with the conduct of public affairs induces people to take matters into their own hands, engaging in collective action outside the prescribed institutional channels, to defend their demands and, eventually, to change the rulers, and even the rules shaping their lives. Yet, this is risky behavior, because the maintenance of the social order and the stability of political institutions express power relationships that enforced, if necessary, by intimidation and, in the last resort, by the use of force.” (219)
And while I don’t agree with Castells that all human behavior is based on six fundamental emotions (fear, disgust, surprise, sadness, happiness, anger), because that is too sweeping a statement, it is not hard to see how anger is the trigger and fear is the repressor that needs to be overcome through the process of communicative action that gives rise to collective actors.
But, the specific structural factors of increased inequalities and crisis of legitimacy combine with an emotional trigger (a specific event such as the public immolation in Tunisia) based on outrage against injustice, but also hope for possible change. Beyond that, here are the features of the ideal-type of a social movement in the network society:
These social movements are networked in multiple forms (multimodal, on/offline, using various platforms, existing and new… strength of weak ties, anyone?), without a central node, and with a decentered structure.
The social movements involve occupation of urban space.
This creates a hybrid space of autonomy that is the new spatial form of networked social movements.
This also creates its own form of time: timeless time based on the timeless nature of virtual space and the day-to-day structuring of physical occupations.
These movements start spontaneously, following an emotional trigger.
These movements are viral.
These movements transition from outrage to hope after they create a space of autonomy based on deliberation, and leaderless structure.
Here is a graphic summary of the consensus flow in Occupy movements:
These movements are based on horizontal networks that facilitate cooperation, togetherness and solidarity that undermines the need for formally identified leadership.
These movements are highly self-reflective.
These movements are confrontational but non-violent. They did engage in civil disobedience.
Unless the goal of the movements is to take down a dictatorship, these movements are rarely programmatic. They are more aimed at changing the values of society. This particular aspect of OWS used to drive the media nuts as they wanted to know what the occupiers wanted, specific demands and political platforms. But these movements are political through and through as they practice direct, deliberative democracy.
So, for Castells, the Internet is both a tool but it is also an essential condition to create and maintain leaderless, deliberative and participatory movements, and to foster a culture of autonomy. Autonomy is central to Castells. Whereas Bauman and Beck argue that a major trait of contemporary society is individualization, Castells argues that it is through individuation that autonomy becomes possible:
“Individuation is the cultural trend that emphasizes the projects of the individual as the paramount principle orientating her/his behavior (Giddens 1991; Beck 1992). Individuation is not individualism, because the project of the individual may be geared towards collective action and shared ideals, such as preserving the environment or creating community, while individualism makes the well-being of the individual the ultimate goal of his/her individuated project. The concept of autonomy is broader, as it can refer both to individual and collective actors. Autonomy refers to the capacity of a social actor to become a subject by defining its action around projects constructed independently of the institutions of society, according to the values and interests of the social actor. The transition from individuation to autonomy is operated through networking. which allows individual actors to build their autonomy with likeminded people in the networks of their choice. I contend that the Internet provides the organizational communication framework to translate the culture of freedom into the practice of autonomy.” (231)
There is a lot more detail in the book about each specific social movements but Castells only presents part of the picture. First, I think he is a bit too optimistic about the liberation potential of the Internet and wireless networks. We have seen that governments and corporations are quite adept at using these technologies for their own purposes, in terms of surveillance and data mining. That aspect is completely absent from the book.
Also, the book is focused on specific, and largely progressive, social movements. It ignores the rise of reactionary social movements, whether it is the reaction against the legalization on gay marriage in France (probably, that happened after the book got published), or the rise of fascist movements in countries that got hit the hardest by the recession, whether it is the Tea Party movement in the US, Golden Dawn in Greece, and other resistance movements from the far right. These movements address the legitimacy crisis from a completely different angle. But they would require different conceptual tools.
But beyond that, this book feels like “Castells for Beginners”, written for the general public, and not the usual academic audience. The analysis of actual movements is a bit rosy-eyed and I think there should be some debate regarding Castells’s overall analysis of these social movements, regarding their effectiveness and persistence (or lack thereof, on both counts) but I do agree with Castells’s contention that the Occupy movements were more about consciousness-raising than programmatic politics. However, the jury is still out on the success of movements in the Arab world despite the success in overthrowing dictatorships in a few countries.
But one cannot fault Castells for engaging with the current issues, using his sociological toolbox, and for doing so in an accessible way.